CNH Industrial SEC Filings

6-K
CNH INDUSTRIAL N.V. filed this Form 6-K on 11/06/2017
Entire Document
 

PART II – OTHER INFORMATION

LEGAL PROCEEDINGS

See “Note 14: Commitments and Contingencies” to our condensed consolidated financial statements.

RISK FACTORS

See our most recent annual report filed on Form 20-F (Part I, Item 3D). There was no material change in this information during the nine months ended September 30, 2017. The risks described in the annual report on Form 20-F and in the “Safe Harbor Statement” within this report are not the only risks faced by us. Additional risks and uncertainties not currently known or that are currently judged to be immaterial may also materially affect our business, financial condition or operating results.

UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

The Company’s purchases of its common shares during the second quarter of 2017 were as follows:

Period

 

Total Number of Shares Purchased

 

 

Average Price Paid per Share

()

 

 

Average Price Paid per Share

($)

 

 

Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs(1)(2)

 

 

Approximate Dollar Value of Shares that May Yet Be Purchased under the Plans or Programs

($)(1)(2)

 

July 1 to July 31, 2017

 

 

 

 

 

 

$

 

 

 

 

 

$

 

Aug 1 to Aug 31, 2017

 

 

1,139,444

 

 

9.437

 

 

$

11.152

 

 

 

1,139,444

 

 

$

271,148,296

 

Sep 1 to Sep 30, 2017

 

 

 

 

 

 

$

 

 

 

 

 

$

 

Total

 

 

1,139,444

 

 

 

 

 

 

 

 

 

 

 

1,139,444

 

 

 

271,148,296

 

 

(1)

On June 5, 2017, the Company announced the renewal of its buy-back program to repurchase up to $300 million in common shares. The renewed buy-back program implements the resolution adopted by the Company’s shareholders at the annual general meeting of shareholders (“AGM”) held on April 14, 2017. The authorization granted is for a period of 18 months from the date of the AGM and, therefore, expires on October 13, 2018.

 

(2)

Share repurchases are made on the Mercato Telematico Azionario (“MTA”) and have been translated from euros at the exchange rate reported by the European Central Bank on the respective transaction dates.

DEFAULT UPON SENIOR SECURITIES

Not applicable.

MINE SAFETY DISCLOSURES

Not applicable.

OTHER INFORMATION

None.

 

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